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Why you fitThis role calls for Sec Regulations and Finra Regulations — tell us what you know and we'll check the rest.
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Job Opening

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Compliance Associate

Betterment · Betterment HQ - New York City · Posted 6 days ago

$90k–$105konsiteic
1+ yrs expJiraClaudeSEC regulationsFINRA regulationsProcess mappingCompliance documentationWorkflow designProgram management

Design the compliance workflows and process documentation that Betterment's teams actually run on, turning SEC and FINRA requirements into practical systems.

You're a natural systems thinker who gets energized by turning complex, ambiguous requirements into something clean and usable. In this role, you'll sit at the intersection of regulatory compliance and operational execution — taking dense regulatory frameworks and translating them into workflows, procedures, and documentation that the rest of the business can actually act on.

This isn't just a "keep the lights on" compliance role. You'll be building and maintaining the structural backbone of Betterment's compliance programs — designing how processes work, not just following them.

This role is based out of our NYC office, with in-office attendance required Monday through Thursday. Salary range is disclosed per NYC requirements; actual compensation varies based on experience and performance.

  • New York City: $90,000 - $105,000
  • Translate SEC and FINRA regulatory requirements into clear, actionable compliance workflows and process documentation
  • Design and maintain compliance program infrastructure — building and managing workflows in tools like Jira and Claude to track, route, and execute compliance processes at scale
  • Build and maintain procedures, process maps, and control documentation that are accurate, readable, and built to scale
  • Identify where compliance processes break down or create friction, and propose structured solutions
  • Partner with teams across the business to implement compliance requirements in ways that are practical and well-understood
  • Support day-to-day program management across a range of compliance workstreams, keeping processes moving

What We’re Looking For:

…

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Related roles

This role centers on Sec Regulations, Finra Regulations, Compliance Documentation, and Process Mapping. There are 27 open roles at Betterment right now.

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