Senior Manager, Compliance Advisory & Change Management

Upstart’s Compliance team supports the company’s compliance management system by providing second-line oversight, guidance, and challenge across key business activities. The Compliance Advisory & Change Management team partners with stakeholders across the business to operationalize compliance requirements and support consistent execution of established compliance policies and procedures.

As the Senior Manager, Compliance Advisory & Change Management at Upstart, you will help operationalize key components of Upstart’s compliance framework, with a primary focus on third-party risk management, new and modified products and services, marketing compliance, and regulatory change management. You will partner with business stakeholders to provide second-line compliance guidance, review, and challenge while maintaining clear ownership between the first and second lines of defense.

How you’ll make an impact

• Operationalize second-line compliance activities established under Upstart’s third-party risk management, new and modified products and services, marketing, and regulatory change management policies and procedures.
• Review new and modified products and services for compliance considerations and provide guidance and challenge to business stakeholders throughout the applicable review process.
• Review marketing and customer-facing materials in accordance with established compliance requirements and processes.
• Support regulatory change management by assessing relevant regulatory developments, documenting compliance impacts, and coordinating with stakeholders responsible for implementation.
• Provide compliance guidance and challenge related to third-party risk reviews in accordance with established third-party risk management requirements.
• Identify and escalate material compliance concerns arising through these processes and help ensure appropriate follow-up and documentation.

Minimum Qualifications

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